Banking, Financial, and Insurance Regulation

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REGULATORY COMPLIANCE AND REGULATORY REQUIREMENTS

Assistance with remuneration policies, self-assessment of corporate body members, fit & proper, risk activities, and transactions with related parties and other connected entities, as well as drafting internal procedures and group regulations.

Consulting on European (CRR, CRD, etc.) and national (Bank of Italy Circular 285/2013, Bank of Italy Circular 288/2015, Collective Asset Management Regulation of January 19, 2015) regulatory acts concerning governance, transparency, risk management, internal audit, and compliance obligations.

INVESTIGATIONS AND REGULATORY DISPUTES

Support in interactions with supervisory authorities and assistance in investigations, inspections, and proceedings initiated by supervisory authorities, including disputes related to regulatory violations. Legal assistance to intermediaries in drafting observations on supervisory authority inspection reports, formulating counterarguments in sanctioning proceedings, and structuring remedial plans.

ESTABLISHMENTS, AUTHORIZATIONS, AND ACQUISITIONS

Legal and regulatory assistance in the establishment and authorization of banks and other financial intermediaries (SIM, SGR, etc.), as well as in the acquisition and disposal of controlling or significant interests in such intermediaries.

SECURITIZATIONS

Assistance in all disputes related to securitization transactions.

INSURANCE AND REINSURANCE

Assistance in relations with IVASS regarding all insurance and reinsurance activities; defense of companies in sanctioning proceedings; development of consequent remedial plans.